Securities & Exchange Board of India - 2024
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- SEBI (Foreign Portfolio Investors) (Second Amendment) Regulations, 2024
- SEBI (Prohibition of Insider Trading) (Second Amendment) Regulations, 2024
- Statutory Committees at Market Infrastructure Institutions (MIIs)
- System Audit of Professional Clearing Members (PCMs)
- Introduction of a special call auction mechanism for price discovery of scrips of listed Investment Companies (ICs) and listed Investment Holding Companies (IHCs)
- Modification in duration for Call auction in pre-open session for Initial Public Offer (IPO) and Relisted scrips
- Contribution to Core Settlement Guarantee Fund and Default Waterfall for Limited Purpose Clearing Corporation (PLCC)
- Modification in Framework for Offer for Sale (OFS) of Shares to Employees through Stock Exchange Mechanism
- Ease of Doing Investments - Non-submission of ‘Choice of Nomination’
- Uploading of KYC information by KYC Registration Agencies (KRAs) to Central KYC Records Registry (CKYCRR)
- Framework of “Financial Disincentives for Surveillance Related Lapses” at Market Infrastructure Institutions
- Enhancement of operational efficiency and Risk Reduction - Pay-out of securities directly to client demat account
- Disclosures of Material Changes and Other Obligations for Foreign Portfolio Investors
- SEBI (Foreign Portfolio Investors) (Amendment) Regulations, 2024
- Comprehensive guidelines for Investor Protection Fund (IPF) and Investor Services Fund (ISF) for Stock Exchanges having commodity derivatives segment
- Ease of Doing Business – Internet Based Trading for Stock Brokers
- Revision of eligibility criteria for launching commodity futures contracts
- Investor Charter for Depositories and Depository Participants
- Investor Charter for Stock Exchanges
- Modification in requirement of inspection of accredited warehouses by Clearing Corporations
- Norms for acceptable collaterals and exposure of Clearing Corporations
- SEBI (Infrastructure Investment Trusts) (Amendment) Regulations, 2024
- Standard Operating Procedure for handling of Stock Exchange outage and extension of trading hours thereof in Commodity Derivatives segment
- Eligibility criteria for launching Options with Commodity Futures as underlying by Stock Exchanges having commodity derivative segments
- Self Regulatory Organizations for Social Impact Assessors in the context of Social Stock Exchange (SSE)
- Timelines for disclosures by Social Enterprises on Social Stock Exchange (“SSE”)
- Enhancement of Dynamic Price Bands for scrips in the Derivatives segment
- Norms for sharing of real time price data to third parties
- Modification in Staggered Delivery Period in Commodity Futures Contracts
- Audiovisual (AV) presentation of disclosures made in Public Issue Offer Documents
- Industry Standards on verification of market rumours
- Framework for considering unaffected price for transactions upon confirmation of market rumour
- FAQs on KYC Norms for the Securities Market
- Review of validation of KYC records by KRAs under Risk Management Framework
- Certification requirement for key investment team of manager of AIF
- Commencement notification for certain provisions of the SEBI (Alternative Investment Funds) (Second Amendment) Regulations, 2023
- Periodic reporting format for Investment Advisers
- SEBI (Employees' Service) (Second Amendment) Regulations, 2024
- Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA
- Portfolio Managers - Facilitating ease in digital on-boarding process for clients and enhancing transparency through disclosures
- Facilitating collective oversight of distributors for Portfolio Management Services (PMS) through APMI
- Framework for administration and supervision of Research Analysts and Investment Advisers
- Nomination for Mutual Fund unitholders – exemption for jointly held folios
- Ease of doing business- Fund manager for Mutual fund schemes investing in commodities and overseas securities
- Relaxation in requirement of intimation of changes in the terms of Private Placement Memorandum of Alternative Investment Funds through Merchant Banker
- Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2024
- Securities and Exchange Board of India (Research Analysts) (Amendment) Regulations, 2024
- Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) (Amendment) Regulations, 2024
- Framework for Category I and II Alternative Investment Funds (AIFs) to create encumbrance on their holding of equity of investee companies
- Flexibility to Alternative Investment Funds (AIFs) and their investors to deal with unliquidated investments of their schemes
- SEBI (Alternative Investment Funds) (Second Amendment) Regulations, 2024
- Ease of Doing Business: Text on Contract Note with respect to Fit and Proper status of shareholders
- Cross Margin benefits for offsetting positions having different expiry dates
- Standardization of the Private Placement Memorandum (PPM) Audit Report
- Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA
- Introduction of Beta version of T+0 rolling settlement cycle on optional basis in addition to the existing T+1 settlement cycle in Equity Cash Markets
- Amendment to Circular for mandating additional disclosures by FPIs that fulfil certain objective criteria
- Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode
- Entities allowed to use e-KYC Aadhaar Authentication services of UIDAI in Securities Market as sub-KUA
- Repeal of circular(s) outlining procedure to deal with cases where securities are issued prior to April 01, 2014, involving offer / allotment of securities to more than 49 but up to 200 investors in a financial year
- Simplification and streamlining of Offer Documents of Mutual Fund Schemes - Extension of timelines
- Measures to instill trust in securities market – Expanding the framework of Qualified Stock Brokers (QSBs) to more stock brokers
- SEBI (Real Estate Investment Trusts) (Amendment) Regulations, 2024
- Notification for List of goods notified under SCRA, 1956
- Centralization of certifications under Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) at KYC Registration Agencies (KRAs)
- Revised Pricing Methodology for Institutional Placements of Privately Placed Infrastructure Investment Trust (InvIT)
- Guidelines for returning of draft offer document and its resubmission
- Streamlining of Regulatory Reporting by Designated Depository Participants (DDPs) and Custodians
- Extension of timeline for verification of market rumours by listed entities
- Framework for Offer for Sale (OFS) of Shares to Employees through Stock Exchange Mechanism
- Guidelines for AIFs with respect to holding their investments in dematerialised form and appointment of custodian
- Ease of doing business- Changes in reporting
- Ease of Doing Investments by Investors- Facility of voluntary freezing/ blocking of Trading Accounts by Clients
- Foreign investment in Alternative Investment Funds (AIFs)
- Framework for Short Selling